第十八條 設(shè)立分支機構(gòu)，應(yīng)當(dāng)提出設(shè)立申請，并符合下列條件：
Article 18 An insurance company to set up a branch shall make an application and satisfy the following conditions：
�。ㄒ唬┥弦荒甓葍敻赌芰Τ渥�，提交申請前連續(xù)2個季度償付能力均為充足；
(1) The solvency of the previous year is sufficient and the solvencies of two quarters continuously before the submittal of the application are sufficient;
�。ǘ┍ｋU公司具備良好的公司治理結(jié)構(gòu)，內(nèi)控健全；
(2) The insurance company has excellent governance structure and sound internal control;
�。ㄈ┥暾埲司邆渫晟频姆种C構(gòu)管理制度；
(3) The applicant has a perfect branch management system;
（四）對擬設(shè)立分支機構(gòu)的可行性已進行充分論證；
(4) The feasibility for the branch to be set up has undergone sufficient reasoning;
�。ㄎ澹┰谧∷匾酝獾氖 ⒆灾螀^(qū)、直轄市申請設(shè)立省級分公司以外其他分支機構(gòu)的，該省級分公司已經(jīng)開業(yè)；
(5) where the insurance company is applying for the establishment of a branch out of the provincial-level branch in a province, autonomous region or municipality out of its home place, such provincial-level branch has opened for business;
（六）申請人最近2年內(nèi)無受金融監(jiān)管機構(gòu)重大行政處罰的記錄，不存在因涉嫌重大違法行為正在受到中國保監(jiān)會立案調(diào)查的情形；
(6) The applicant has not had the major administrative punishments by financial regulatory authorities within the latest two (2) years and does not have the situations being registered and investigated by CIRC due to its being suspected of major illegal acts;
�。ㄆ撸┥暾堅O(shè)立省級分公司以外其他分支機構(gòu)，在擬設(shè)地所在的省、自治區(qū)、直轄市內(nèi)，省級分公司最近2年內(nèi)無受金融監(jiān)管機構(gòu)重大行政處罰的記錄，已設(shè)立的其他分支機構(gòu)最近6個月內(nèi)無受重大保險行政處罰的記錄；
(7) where the insurance company is applying for a branch out of the provincial-level branch, within the province, autonomous region or municipality where the branch is to be set up, the provincial-level branch has not had the major administrative punishments by financial regulatory authorities within the latest two (2) years and the other branches having established have not had the records of major insurance administrative punishments within the latest six (6) months;
�。ò耍┯猩暾埲苏J可的籌建負責(zé)人；
(8) The preparation responsible person accepted by the applicant is available; and
�。ň牛┲袊１O(jiān)會規(guī)定的其他條件。
(9) Other conditions stipulated by CIRC.
關(guān)于明確保險公司分支機構(gòu)管理有關(guān)問題的通知
Circular on the Verification of Some Issues Related to the Management of the Branches of an Insurance Company
保監(jiān)發(fā)〔2010〕49號
Ref. Bao Jian Fa [2010] No.49
第三點第3款 外資保險公司分支機構(gòu)申請改建為分公司、中心支公司、支公司或者營業(yè)部的，向中國保監(jiān)會提出申請；申請改建為營銷服務(wù)部的，向當(dāng)?shù)乇１O(jiān)局提出申請。
Article 3.3 A branch of a foreign-funded insurance company that is applying to be reformed as a branch company, a central sub-branch company, a sub-branch company or a business office shall make an application to CIRC, or as a sales service office, make an application to the local insurance regulatory administration.
中國保監(jiān)會或者當(dāng)?shù)乇１O(jiān)局自收到完整申請材料之日起20個工作日以內(nèi)，作出批準(zhǔn)或者不予批準(zhǔn)的書面決定；20個工作日內(nèi)不能作出決定的，經(jīng)中國保監(jiān)會或者當(dāng)?shù)乇１O(jiān)局負責(zé)人批準(zhǔn)，可以延長10個工作日，并告知申請人延長期限的理由。批準(zhǔn)改建的，頒發(fā)《經(jīng)營保險業(yè)務(wù)許可證》；不予批準(zhǔn)改建的，應(yīng)當(dāng)書面通知申請人并說明理由。
CIRC or the local insurance regulatory administration, within twenty (20) business days as the receipt of the complete application documents, shall make a written decision of approving or not approving. If not so, with the approval of the responsible person of CIRC or the local insurance regulatory administration, the deadline may extend for another ten (10) business days and the reason for such extension shall be informed of the applicant. Where the application is approved, CIRC or the local insurance regulatory administration shall issue the Insurance Business Licence; where the application is not approved, CIRC or the local insurance regulatory administration shall inform the applicant in writing and tell it the reason therefor.
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